Optimization By Decimation: Explaining Adaptation in Genetic Algorithms with Uniform Crossover

I’m preparing chapter 4 of my dissertation for submission to a journal.

Manuscript: http://s3.amazonaws.com/burjorjee/www/hyperclimbing_hypothesis.pdf

Abstract:
We submit the hyperclimbing hypothesis—an explanation for adaptation in genetic algorithms with uniform crossover (UGAs). Hyperclimbing is a stochastic search heuristic that works by decimating a search space, i.e. by iteratively fixing the values of small numbers of search space attributes. Global decimation is known to be an effective way to approach large instances of hard constraint satisfaction problems. The hyperclimbing hypothesis holds that UGAs work by implicitly implementing efficient global decimation. Proof of concept for this hypothesis comes from the use of a novel analytic technique involving the exploitation of algorithmic symmetry. We also present experimental results that show that a simple tweak inspired by the hyperclimbing hypothesis significantly improves the performance of a UGA on an instance of Uniform Random MAX-3SAT . The hyperclimbing hypothesis suggests that other kinds of evolutionary algorithms may also work by implicitly implementing efficient global decimation.

The Fundamental Problem with the Building Block Hypothesis (new manuscript)

Abstract: Skepticism of the building block hypothesis  has previously been expressed on account of the weak theoretical foundations of this hypothesis and anomalies in the empirical record of the simple genetic algorithm. In this paper we focus on a more fundamental cause for skepticism—the extraordinary strength of some of the assumptions undergirding the building block hypothesis. As many of these assumptions have been embraced by the designers of so called “competent” genetic algorithms, our critique is relevant to an appraisal of such algorithms. We argue that these assumptions are too strong to be acceptable without additional evidence. We then point out weaknesses in the arguments that have been provided in lieu of such evidence.

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